Effortlessly Meet Lending Brokerages' Compliance Needs

VComply provides lending brokerages with a centralized platform to manage and track compliance across various regulations, ensuring a unified approach.

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Increase transparency across the business

VComply enhances transparency with a collaborative platform that promotes shared understanding of compliance requirements and encourages open dialogue.

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Strengthen compliance

VComply strengthens compliance by establishing multiple regulatory frameworks and automating workflows.

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Fortify risk management 

Fortifies risk management via automated assessments, offering risk visibility and streamlining mitigation efforts .

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Enhance audit efficiency

Reinforces internal audit programs by streamlining audit processes, monitoring, and providing robust reporting tools.

POLICY MANAGEMENT

Automates policy management, enabling compliance

VComply streamlines policy management by providing a centralized platform for creating and communicating policies. The platform ensures efficient distribution of policy changes to employees, enabling compliance and governance.

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CONTROL MANAGEMENT

Enhance cyber governance and data security

VComply ensures data security and cybersecurity for lending brokerages by automating and enhancing cyber governance. It provides visibility into the cyber risk posture, ensuring compliance with regulations like the Gramm-Leach-Bliley Act (GLBA).

It helps automate risk assessments, establish robust controls for safeguarding customer data, and collaborate with cybersecurity experts to strengthen the cybersecurity posture.

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COMPLIANCE ASSESSMENT

Align assurance programs, empower risk-aware decisions

Align assurance programs effectively for comprehensive visibility into compliance risk exposure and relationships. Enhance understanding of risk inter-linkages, boost resilience, and empower risk-aware decision-making in an interconnected risk landscape.

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ISSUE AND CASE MANAGEMENT

Stay resilient with proactive issue management

Establish a systematic process for recognizing potential problems that ensure no detail is overlooked. Report the cases, assign tasks for issue resolution, track the progress of the cases, and encourage collective problem-solving.

Maintain transparent and timely communication with stakeholders throughout the issue management process. Enhance operational efficiency by taking a proactive approach to avoid similar issues in the future.

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VComply provides a way to automate your compliance program and assign tasks to individuals, along with reminders and the ability to upload supporting documentation

Tanya P
Director of Compliance, Security and Strategic Projects
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